Spravato Provider and Staff Guide
Internal reference for Nebraska Peace of Mind staff and providers only. This page includes quick criteria, standardized workflow, documentation tools, onboarding and audit resources for Spravato.
Operational authority: Spravato SOP + Policy Book. Use the checklists and note templates every time.
0. Program Documents (Internal)
- SOP (Spravato Program SOP): Add link
- Policy Book (Spravato Policies): Add link
- Training Manual (Role-based): Add link
- Staff Onboarding Guide (Required Read + Attestation): Add link
- Audit Readiness Overview (Front door for audits): Add link
- Deployment & Integration Plan (Phase 4): Add link
Onboarding rule
No Spravato duties until onboarding checklist is completed and signed.
Audit posture
Provide Audit Readiness Overview first. Provide SOP/Policies only if requested.
Chart standard
Initial + treatment note each session + reassessment at required intervals.
1. Clinical Criteria Cheat Sheet (High-Level)
Treatment-Resistant Depression (TRD)
- Age 18+.
- MDD/TRD diagnosis documented.
- Inadequate response/intolerance/loss of efficacy to at least 2 antidepressant trials documented (include dose, duration, outcome).
- Baseline standardized severity documented (MADRS or HAM-D preferred; PHQ-9 may be tracked additionally).
- Ongoing clinical benefit and medical necessity must be shown to continue (reassessment required).
MDD with Acute Suicidal Ideation or Behavior
- MDD diagnosis documented with current suicidal ideation/behavior.
- Used with newly initiated or optimized oral antidepressant.
- Safety planning, close monitoring, and follow-up plan documented.
2. Program Phases (Scheduling Standard)
Standard scheduling framework used for program planning. Clinical adjustments are provider-directed and must be documented.
| Phase | Timing | Frequency | Documentation requirement |
|---|---|---|---|
| Induction | Weeks 1–4 | Twice weekly | Session note every visit + baseline tool documented before first dose |
| Stabilization | Weeks 5–6 | Once weekly | Session note every visit + reassessment after induction/early maintenance |
| Maintenance | Ongoing | Typically weekly or every other week | Session note each visit + reassess at regular intervals for continued medical necessity |
3. Spravato Patient Workflow (Internal)
This is the standardized workflow. Use the operational checklists and document each step.
4. Operational Checklists (Use Every Time)
These are the required checklist categories from the SOP appendices. Link your internal versions above or paste them into your staff hub.
Intake and eligibility checklist
- 18+ and MDD/TRD documented
- Two failed trials documented (medication, dose, duration, outcome)
- Contraindications reviewed (BP, CV history, neuro history, etc.)
- Transportation plan confirmed (no driving)
- Patient understands in-person time commitment
PA and insurance checklist
- Initial assessment signed
- Medication history clearly documented
- Baseline MADRS or HAM-D documented
- Risk assessment documented
- PA submitted and tracked to decision
- Financial responsibility reviewed and documented
- WithMe rebate discussed if eligible
Day-of-treatment checklist
- ID verified, transportation confirmed
- Payment collected if applicable
- Pre-dose vitals documented
- Provider check-in completed and approved to proceed
- Administer per REMS protocol
- Observe minimum 2 hours; monitor vitals/mental status
- Document adverse effects, interventions, discharge criteria
- Next visit scheduled
Reassessment timing checklist
- Baseline score documented prior to first dose
- Reassess after induction (Weeks 4–6)
- Continue reassessment at regular intervals during maintenance
- Document response, tolerability, continued medical necessity
Coverage and staffing checklist
- REMS-certified provider on-site
- Support staff present during treatment hours
- No provider alone with Spravato patients
- Emergency protocols accessible
5. Documentation Standards (Notes and Examples)
- Initial Spravato Assessment (prior to first dose)
- Treatment / Progress Note (every Spravato session)
- Reassessment Note (after induction and at regular intervals during maintenance)
Initial Spravato Assessment key elements (quick view)
- HPI with detailed medication trials and outcomes
- Medical contraindication review (BP/CV/neuro)
- Baseline MADRS or HAM-D documented
- Risk assessment and protective factors
- Medical necessity statement + plan (induction + reassessment timeline)
- Informed consent documented
Treatment / Progress Note key elements (every visit)
- Pre-dose vitals and brief symptom update
- Provider pre-dose check-in and approval
- Dose and administration time
- Monitoring/observation summary (2 hours minimum)
- Adverse effects and interventions if needed
- Discharge condition + plan
Reassessment key elements (continuation decision)
- Treatment course summary (number, dose, frequency)
- Updated MADRS or HAM-D score and comparison to baseline
- Functional changes and tolerability
- Clear continuation/adjustment/discontinuation decision
6. Medical Necessity (Provider Fill-in Template)
Use the concise medical necessity letter for PAs, appeals, and re-authorizations. Copy into the chart or attach per payer requirements.
- Concise medical necessity letter (1–2 pages): Add internal link
- Full medical necessity template (detailed): Add internal link
Quick medical necessity checklist (what must be present)
- Diagnosis (MDD/TRD) and severity
- At least two failed antidepressant trials with details
- Baseline MADRS or HAM-D score
- Safety/contraindication review
- Risk assessment
- Clear plan (induction + reassessment)
7. Staff Onboarding (Required)
- Spravato Staff Onboarding Guide: Add internal link
Role-specific onboarding summary
- Front Desk: scripts + scheduling rules + escalation triggers + financial policy basics
- Coordinator: PA workflow + financial education + documentation of communications
- Support staff/MA: vitals + monitoring + red flags + discharge process
- Providers: eligibility + reassessment policy + documentation policy + coverage rules
8. Audit and Compliance Defense
- Designate leadership contact for all audit communications.
- Provide the Audit Readiness Overview first.
- Provide SOP/Policy Book only if requested.
- Document all audit communications.
- Audit Readiness Overview: Add internal link
- Audit packet folder (internal): Add folder link
9. Accepted Insurance Plans for Spravato (Current)
Always verify benefits and confirm Spravato coverage for the specific plan. Coverage may differ from general medication management.
- UnitedHealthcare – Commercial Choice Plus plans
- Cigna – Commercial plans
- Blue Cross and Blue Shield of Nebraska – Nebraska Blue plans
- Oscar Health Insurance – eligible plans per Oscar policy
10. Payer Policy Links for Esketamine / Spravato
Policies update over time. Always confirm the most recent version on the payer’s website.
- Cigna – Esketamine Coverage Policy https://static.cigna.com/assets/chcp/pdf/coveragePolicies/pharmacy/ip_0220_coveragepositioncriteria_esketamine.pdf
- Medica – Refer to adopted Cigna policy (internal note) Uses: Cigna esketamine coverage criteria above unless otherwise specified in Medica documentation.
- BCBS Nebraska – Spravato / Esketamine Medical Policy https://medicalpolicy.nebraskablue.com/policy/358/2
- UnitedHealthcare Commercial – Ketalar and Spravato Medical Benefit Drug Policy https://www.uhcprovider.com/content/dam/provider/docs/public/policies/comm-medical-drug/ketalar-spravato.pdf
- Oscar Health – Pharmacy Policy (Spravato / Esketamine) https://www.hioscar.com/pharmacy/pg257v1
11. Measurement-Based Care and Reassessment
Objective measurement is required for baseline and continuation decisions. Preferred standardized tools: MADRS or HAM-D. PHQ-9 may be used as an additional tracking tool.
12. Phase 4 Deployment Notes (Tebra + Enforcement)
- Create templates: Initial Assessment, Treatment/Progress Note, Reassessment Note.
- Create smart phrases: medical necessity, induction plan, maintenance plan, discharge/transportation acknowledgment.
- Run periodic chart spot-checks for completeness and reassessment timing.
Spravato Provider and Staff Guide
Internal reference for Nebraska Peace of Mind staff and providers only. Use this page for quick clinical criteria, dosing, payer policies, and workflow steps for Spravato.
Always confirm coverage and follow REMS requirements and payer policies before scheduling an induction visit.
1. Clinical Criteria Cheat Sheet (High-Level)
Treatment-Resistant Depression (TRD)
- Diagnosis of major depressive disorder (recurrent or single episode) with treatment resistance.
- Failure to respond to at least two adequate antidepressant trials or regimens (usually ≥8 weeks each at therapeutic dose).
- Trials may include:
- SSRIs, SNRIs, bupropion, TCAs, mirtazapine, MAOIs
- Serotonin modulators (e.g., trazodone, nefazodone)
- Augmentation with antipsychotics, lithium, or thyroid hormone (depending on payer policy)
- Baseline depression rating documented before starting Spravato using at least one scale:
- PHQ-9, BDI, HAMD, MADRS, or QIDS
MDD with Acute Suicidal Ideation or Behavior
- Diagnosis of major depressive disorder (per DSM-5-TR) with current acute suicidal ideation or behavior.
- Spravato is used in conjunction with a newly initiated or optimized oral antidepressant.
- Standard of care must include close monitoring and safety planning (often higher level of care or intensive follow-up).
2. Spravato Dosing Schedule (Adults – TRD)
For adults with treatment-resistant depression (TRD), Spravato may be used as monotherapy or in conjunction with an oral antidepressant. Always confirm dose, frequency, and indication against the latest FDA label and payer policies.
| Phase | Timing | Dosing | Key Points |
|---|---|---|---|
| Induction Phase | Weeks 1–4 | 56 mg or 84 mg twice per week | Evaluate evidence of therapeutic benefit at end of week 4 to determine need for ongoing treatment. |
| Maintenance Phase 1 | Weeks 5–8 | 56 mg or 84 mg once weekly | Continue to monitor depression scores (PHQ-9, MADRS, etc.) and functional improvement. |
| Maintenance Phase 2 | Week 9 and after | 56 mg or 84 mg every 2 weeks or once weekly | Individualize to the least frequent dosing that maintains remission/response. Adjust interval based on clinical response. |
3. Spravato Patient Workflow (Internal) Page 1
This is a simplified workflow for new Spravato patients. Always follow internal SOPs and update this flow as we refine the process.
4. Accepted Insurance Plans for Spravato (Current)
The list below applies to Spravato only and may be different from general medication management coverage. Always verify benefits and confirm Spravato is covered for the specific plan.
- UnitedHealthcare – Commercial Choice Plus plans
- Cigna – Commercial plans
- Blue Cross and Blue Shield of Nebraska – Nebraska Blue plans
- Oscar Health Insurance – eligible plans per Oscar policy
Actual eligibility must always be verified through the payer.
- UnitedHealthcare logo
- "Choice Plus" wording on front of card
- Cigna logo
- Commercial wording (avoid Medicaid or Medicare products)
- Blue Cross and Blue Shield of Nebraska logo
- "Nebraska Blue" or similar branding
- Oscar logo
- Plan name and network details
5. Payer Policy Links for Esketamine / Spravato
Use these links as references when reviewing coverage criteria. Policies update over time, so always confirm you are looking at the most recent version on the payer’s website.
- Cigna – Esketamine Coverage Policy https://static.cigna.com/assets/chcp/pdf/coveragePolicies/pharmacy/ip_0220_coveragepositioncriteria_esketamine.pdf
- Medica – Refer to adopted Cigna policy (internal note) Uses: Cigna esketamine coverage criteria above unless otherwise specified in Medica documentation.
- BCBS Nebraska – Spravato / Esketamine Medical Policy https://medicalpolicy.nebraskablue.com/policy/358/2
- UnitedHealthcare Commercial – Ketalar and Spravato Medical Benefit Drug Policy https://www.uhcprovider.com/content/dam/provider/docs/public/policies/comm-medical-drug/ketalar-spravato.pdf
- Oscar Health – Pharmacy Policy (Spravato / Esketamine) https://www.hioscar.com/pharmacy/pg257v1
6. Measurement-Based Care and Documentation
Many payers, including UHC, specifically require documentation of baseline and follow-up depression scores to show response or remission on Spravato. Recommended tools:
- PHQ-9 – quick, patient-friendly, and easy to track over time.
- MADRS, BDI, HAMD, or QIDS – can also be used depending on provider preference and payer requirements.
Clinical Inclusion and Exclusion Criteria Spravato Eligibility
Use this section to quickly confirm whether an adult patient is appropriate for Spravato based on REMS, FDA labeling, and payer requirements.
- Age 18 or older
- Diagnosis of Treatment-Resistant Depression (TRD)
- Documented failure of at least two adequate antidepressant trials
- Patient is taking or has been prescribed an oral antidepressant unless payer allows monotherapy
- Can remain in clinic for at least 2 hours after dosing
- Reliable transportation home with no driving the same day
- Signed Spravato consent
- Blood pressure within a safe range before dosing unless cleared by the provider
- Aneurysmal vascular disease or arteriovenous malformation
- History of intracerebral hemorrhage
- Uncontrolled hypertension
- Active substance use disorder that increases risk of misuse or diversion
- Current pregnancy or breastfeeding without documented risk-benefit discussion
- Active psychosis or severe dissociative disorder unless cleared by psychiatrist
- No driver or safe transport home
- Inability to comply with REMS requirements or 2-hour observation
- Recent medication changes or new serious medical diagnosis
- Suicidal ideation with intent or plan
- Elevated blood pressure or vitals concerns
- Recent severe illness, hospitalization, or neurological symptoms
- Concerns about oral antidepressant compliance
- Any situation staff are unsure about — when in doubt, pause and ask
In-Clinic Protocol and Observation Requirements Visit Workflow
Every Spravato visit follows the same structure: arrival and screening, dosing, observation, and safe discharge.
- Patient checks in 10–15 minutes early
- Verify ID, insurance card, consent, and driver
- Confirm no food for 2 hours and no liquids for 30 minutes before
- Complete PHQ-9 or other required scale
- Obtain and record baseline vitals
- Provider confirms dose (56 mg or 84 mg)
- Nurse or trained staff prepares device
- Observe administration and coach proper technique
- Document dose, lot number, and time given
- Patient remains in clinic for at least 2 hours
- Vitals every 40 minutes or more often if abnormal
- Monitor for dissociation, nausea, dizziness, BP changes
- Document mental status and side effects
- Confirm vitals are stable and within safe parameters
- Patient is oriented, steady, and able to ambulate
- Verify driver or safe transportation
- Review any side effects and next appointment
- Document discharge status and instructions
Emergency and Adverse Event Protocol Safety First
If you are worried about a patient’s safety at any point, stop and escalate to the provider. When in doubt, treat it as an emergency.
- Systolic blood pressure over 180 or diastolic over 110
- Stop treatment if not already done
- Re-check BP every 5–10 minutes
- Notify provider immediately and follow their instructions
- Provider decides whether EMS or ED transfer is needed
- Notify provider immediately
- Reduce stimulation: quiet room, calm voice, low lights
- Stay with the patient and provide reassurance
- Document course and provider interventions
- Chest pain or shortness of breath
- Loss of consciousness
- Seizure activity
- Any acute medical crisis
- Call 911 and follow internal emergency procedures
- Provider performs risk assessment
- Determine if ED transfer or crisis intervention is needed
- Do not discharge if patient is unsafe
- Document in detail: risk factors, protective factors, plan
Documentation Requirements for Every Spravato Visit What Must Be in the Note
Documentation should support patient safety, clinical decision-making, and payer requirements for TRD.
- Depression rating scale (PHQ-9, MADRS, or other approved tool)
- Baseline and follow-up vitals during the visit
- Dose, lot number, route, and time of Spravato
- Observation notes at required intervals
- Side effects, adverse events, and patient response
- Provider note including symptoms, assessment, and plan
- Confirmation of safe discharge and transportation home
- Next scheduled treatment date and any changes in frequency
- Brief update on current depressive symptoms
- Repeat PHQ-9 or other scale at least monthly
- Dose used and adherence to oral antidepressant (if applicable)
- Vitals, side effects, and any functional changes
- Provider rationale for continuing, spacing out, or adjusting treatment
- Any change in safety status (SI, HI, psychosis, substance use)
- Longitudinal response (remission, response, partial response, non-response)
- Symptom update and patient-reported outcome scores
- Medication review and adherence
- Safety assessment (suicidality, psychosis, severe anxiety, substance use)
- Medical decision-making and risk/benefit discussion
- Plan for dose, frequency, and follow-up
Billing and Coding Reference for Providers E/M and Time-Based Coding
Providers must always code based on what is documented and follow each payer’s rules. This is a quick reference, not legal or billing advice.
| Code | Description (summary) | Approximate time (when using time) |
|---|---|---|
| 99204 | New patient, moderate medical decision-making | 45 minutes total time |
| 99205 | New patient, high medical decision-making | 60 minutes total time |
| 99214 | Established patient, moderate medical decision-making | 30 minutes total time |
| 99215 | Established patient, high medical decision-making | 40 minutes total time |
| Code | When used | Notes |
|---|---|---|
| 99417 | Prolonged outpatient E/M time beyond the primary code (commercial plans) | Each additional 15 minutes beyond 99205 or 99215 when payer accepts 99417 |
| G2212 | Medicare / Medicare Advantage prolonged time | Use instead of 99417 when required by payer rules |
| 99415 / 99416 | Prolonged clinical staff time with physician supervision | First hour (99415) and each additional 30 minutes (99416) |
Providers should review these policies and acknowledge they understand payer-specific criteria for TRD and Spravato coverage.
- Cigna Esketamine Policy: Cigna coverage position criteria – Esketamine
- BCBS Nebraska Medical Policy: Nebraska Blue – Esketamine / Spravato policy
- UnitedHealthcare Ketalar / Spravato Policy: UHC Commercial Medical Benefit Drug Policy – Ketalar / Spravato
- Oscar Health Pharmacy Policy: Oscar Health – Esketamine / Spravato criteria
Current in-network Spravato plans at Nebraska Peace of Mind (for patient scheduling and eligibility):
- UnitedHealthcare Commercial – Choice Plus
- Cigna Commercial
- BCBS Nebraska Blue
- Oscar Health Insurance (commercial)